Risk Questionnaire

Instruction for
New Investor

The Securities and Exchange Commission (SEC) has issued regulations regarding investment advisory and services rendered to unit trust investors (Notification of the Capital Market Supervisory Board of the SEC, Tor Tor / Nor / Khor 47/2553) essentially requiring that an investment company must provide investment advice that is suitable to the investment objectives and requirements of the customer and consider funds of the appropriate risk level. As of 1 July 2011, the investment management company will be required to ask investors to complete the "investor risk suitability assessment questionnaire" before the customer makes an investment. This is done for the benefit of the customer by providing a better match with the fund.

Methods to Complete
the "Investor Risk
Suitability Assessment Questionnaire"

Method 1 Any Siam Commercial Bank Branch

Please attach "Investor Risk Suitability Assessment Questionaire" and also a copy of your ID card and submit to any Siam Commercial Bank branch.

Download "Investor Risk Suitability Assessment Questionaire"
Method 2 SCB EASY FUND (www.scbeasy.com)
Login to your account at www.scbeasy.com using the User Name and Password for your account

 

Instruction for
Existing Investor

For the existing investors who would like to update the current risk suitability assessment, please proceed one of the following methods.




 

Methods to Update
the "Investor Risk
Suitability Assessment Questionnaire"

Method 1 Any Siam Commercial Bank branch

Please attach "Investor Risk Suitability Assessment Questionnaire" and also a copy of your ID card and submit to any Siam Commercial Bank branch.

Download "Investor Risk Suitability Assessment Questionaire"
Method 2 SCB EASY FUND (www.scbeasy.com)
Login to your account at www.scbeasy.com using the User Name and Password of your account, and complete “investor risk suitability questionnaire” under “Easy Fund”.

 

SCBAM

Suggested Fund

SCBSE

SCB SELECTS EQUITY FUND (Dividend)

SCBGSIF

SCB GLOBAL STRATEGIC INVESTMENT FUND (Accumulation)

SCBKEQTG

SCB KOREA EQUITY FUND

SCBENERGY

SCB SET ENERGY SECTOR INDEX FUND (Dividend)

SCBNK225

SCB JAPAN EQUITY FUND NK225

SCBNK225D

SCB JAPAN EQUITY FUND

SCBMSE

SCB Mid/Small Cap Equity Fund (Accumulation)

SCBAEM

SCB ASIAN EMERGING MARKETS
OPEN END FUND